Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAN, KIN YI RAPHAEL
Chinese Name of Relevant Individual
甄健宇
HKMA Registration Number
AC8337
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
SFC CE number
AHS989
Business Address
16/F, K11 ATELIER, VICTORIA DOCKSIDE, NO. 18 SALISBURY ROAD, TSIM SHA TSUI, KOWLOON
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2018 - 05 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2018 - 05 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2016 - 05 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2016 - 05 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2014 - 31 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2014 - 31 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2011 - 15 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2011 - 15 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2008 - 01 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2008 - 01 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2008 - 27 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2008 - 27 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2006 - 19 Apr 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAN, KIN YI RAPHAEL
:
Chinese Name of Relevant Individual
甄健宇
:
HKMA Registration Number
AC8337
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
10 Jan 2023
No
VICE PRESIDENT
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
10 Jan 2023
No
VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
AHS989
16/F, K11 ATELIER, VICTORIA DOCKSIDE, NO. 18 SALISBURY ROAD, TSIM SHA TSUI, KOWLOON
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8337
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
Since 10 Jan 2023
No
AC8337
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
Since 10 Jan 2023
No
AC8337
CHONG HING BANK LIMITED
Type 1: dealing in securities
20 Mar 2018 - 05 Jun 2022
No
AC8337
CHONG HING BANK LIMITED
Type 4: advising on securities
20 Mar 2018 - 05 Jun 2022
No
AC8337
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
27 Apr 2016 - 05 Jan 2018
No
AC8337
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
27 Apr 2016 - 05 Jan 2018
No
AC8337
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2014 - 31 Jan 2016
No
AC8337
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2014 - 31 Jan 2016
No
AC8337
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
08 Oct 2011 - 15 Mar 2014
No
AC8337
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
08 Oct 2011 - 15 Mar 2014
No
AC8337
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
13 Sep 2008 - 01 Mar 2009
No
AC8337
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Sep 2008 - 01 Mar 2009
No
AC8337
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
03 Jun 2008 - 27 Jul 2008
No
AC8337
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
03 Jun 2008 - 27 Jul 2008
No
AC8337
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Feb 2006 - 19 Apr 2008
No
AC8337
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Feb 2006 - 19 Apr 2008
No
AC8337
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Feb 2006 - 19 Apr 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.