Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, SHU WUN ROSALINE
Chinese Name of Relevant Individual
羅舒媛
HKMA Registration Number
AC8340
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2022 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2022 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2021 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2021 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Mar 2021 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2013 - 07 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2013 - 07 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2012 - 06 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2012 - 06 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2011 - 26 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2006 - 26 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2006 - 16 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2006 - 16 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Feb 2006 - 16 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, SHU WUN ROSALINE
:
Chinese Name of Relevant Individual
羅舒媛
:
HKMA Registration Number
AC8340
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8340
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2022 - 31 Oct 2024
No
AC8340
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2022 - 31 Oct 2024
No
AC8340
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Mar 2021 - 19 Dec 2021
No
AC8340
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Mar 2021 - 19 Dec 2021
No
AC8340
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Mar 2021 - 19 Dec 2021
No
AC8340
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Nov 2013 - 07 Feb 2021
No
AC8340
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Nov 2013 - 07 Feb 2021
No
AC8340
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Aug 2012 - 06 Nov 2013
No
AC8340
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Aug 2012 - 06 Nov 2013
No
AC8340
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Apr 2011 - 26 Aug 2012
No
AC8340
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Aug 2006 - 26 Aug 2012
No
AC8340
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Feb 2006 - 16 Jul 2006
No
AC8340
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Feb 2006 - 16 Jul 2006
No
AC8340
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Feb 2006 - 16 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.