Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, CHING CHI
Chinese Name of Relevant Individual
林靜芝
HKMA Registration Number
AC8354
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2006 - 30 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2006 - 30 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jul 2006 - 30 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2006 - 08 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2006 - 08 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, CHING CHI
:
Chinese Name of Relevant Individual
林靜芝
:
HKMA Registration Number
AC8354
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8354
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Oct 2006 - 30 Nov 2009
No
AC8354
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jul 2006 - 30 Nov 2009
No
AC8354
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jul 2006 - 30 Nov 2009
No
AC8354
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
03 Feb 2006 - 08 Jul 2006
No
AC8354
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
03 Feb 2006 - 08 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.