Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YIN FUN
Chinese Name of Relevant Individual
吳燕芬
HKMA Registration Number
AC8365
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2011 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2011 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2006 - 17 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2006 - 17 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Feb 2006 - 17 May 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YIN FUN
:
Chinese Name of Relevant Individual
吳燕芬
:
HKMA Registration Number
AC8365
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8365
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
15 Jul 2011 - 25 Aug 2017
No
AC8365
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
15 Jul 2011 - 25 Aug 2017
No
AC8365
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Feb 2006 - 17 May 2011
No
AC8365
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Feb 2006 - 17 May 2011
No
AC8365
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Feb 2006 - 17 May 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.