Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KING PAN
Chinese Name of Relevant Individual
盧勁斌
HKMA Registration Number
AC8366
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2018 - 05 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2018 - 05 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 24 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 24 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2010 - 06 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2010 - 06 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2009 - 14 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2009 - 14 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Feb 2009 - 14 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2007 - 25 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2007 - 25 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2006 - 02 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Feb 2006 - 02 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KING PAN
:
Chinese Name of Relevant Individual
盧勁斌
:
HKMA Registration Number
AC8366
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8366
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
15 Aug 2018 - 05 Oct 2021
No
AC8366
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
15 Aug 2018 - 05 Oct 2021
No
AC8366
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2018 - 24 Jul 2018
No
AC8366
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2018 - 24 Jul 2018
No
AC8366
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
08 Nov 2017 - 28 Jan 2018
No
AC8366
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
08 Nov 2017 - 28 Jan 2018
No
AC8366
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 Sep 2010 - 06 Oct 2017
No
AC8366
DAH SING BANK, LIMITED
Type 4: advising on securities
15 Sep 2010 - 06 Oct 2017
No
AC8366
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Feb 2009 - 14 Jun 2010
No
AC8366
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Feb 2009 - 14 Jun 2010
No
AC8366
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Feb 2009 - 14 Jun 2010
No
AC8366
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Feb 2007 - 25 Mar 2008
No
AC8366
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Feb 2007 - 25 Mar 2008
No
AC8366
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Feb 2006 - 02 May 2006
No
AC8366
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Feb 2006 - 02 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.