Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, ESTHER MAN YAN
Chinese Name of Relevant Individual
周雯茵
HKMA Registration Number
AC8369
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2026 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2026 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2026 - 20 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2026 - 20 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2025 - 23 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2025 - 23 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2025 - 25 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2025 - 25 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2025 - 14 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2025 - 14 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2025 - 28 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2025 - 28 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2024 - 27 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2024 - 27 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2024 - 07 Aug 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 27
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, ESTHER MAN YAN
:
Chinese Name of Relevant Individual
周雯茵
:
HKMA Registration Number
AC8369
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
11 Mar 2026 - 13 Mar 2026
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
11 Mar 2026 - 13 Mar 2026
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
16 Feb 2026 - 20 Feb 2026
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
16 Feb 2026 - 20 Feb 2026
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Dec 2025 - 23 Dec 2025
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
12 Dec 2025 - 23 Dec 2025
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
18 Jul 2025 - 25 Jul 2025
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
18 Jul 2025 - 25 Jul 2025
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
13 Feb 2025 - 14 Feb 2025
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
13 Feb 2025 - 14 Feb 2025
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 Jan 2025 - 28 Jan 2025
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
27 Jan 2025 - 28 Jan 2025
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 Dec 2024 - 27 Dec 2024
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
19 Dec 2024 - 27 Dec 2024
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
26 Jul 2024 - 07 Aug 2024
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
26 Jul 2024 - 07 Aug 2024
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
28 Mar 2024 - 05 Apr 2024
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
28 Mar 2024 - 05 Apr 2024
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
18 Dec 2023 - 29 Dec 2023
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
18 Dec 2023 - 29 Dec 2023
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
17 Jul 2023 - 31 Jul 2023
No
AC8369
ROYAL BANK OF CANADA
Type 4: advising on securities
17 Jul 2023 - 31 Jul 2023
No
AC8369
ROYAL BANK OF CANADA
Type 1: dealing in securities
07 Jan 2014 - 06 Jan 2023
No
AC8369
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
05 Jul 2008 - 06 Nov 2013
No
AC8369
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
01 Mar 2007 - 06 Nov 2013
No
AC8369
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Feb 2006 - 30 Jan 2007
No
AC8369
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Feb 2006 - 30 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.