Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUE, KIT YAN
Chinese Name of Relevant Individual
余潔恩
HKMA Registration Number
AC8378
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2006 - 11 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2006 - 11 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Feb 2006 - 11 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUE, KIT YAN
:
Chinese Name of Relevant Individual
余潔恩
:
HKMA Registration Number
AC8378
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8378
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Dec 2006 - 11 Sep 2012
No
AC8378
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Feb 2006 - 11 Sep 2012
No
AC8378
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Feb 2006 - 11 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
