Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WARGO, BRADLEY JASON
Chinese Name of Relevant Individual
HKMA Registration Number
AC8434
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2007 - 29 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2007 - 08 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2006 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2006 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2006 - 14 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2006 - 14 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Feb 2006 - 20 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WARGO, BRADLEY JASON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8434
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8434
BANK OF NEW YORK (THE)
Type 4: advising on securities
27 Jun 2007 - 29 Jun 2007
No
AC8434
BANK OF NEW YORK (THE)
Type 4: advising on securities
05 Jun 2007 - 08 Jun 2007
No
AC8434
BANK OF NEW YORK (THE)
Type 1: dealing in securities
29 Aug 2006 - 31 Aug 2006
No
AC8434
BANK OF NEW YORK (THE)
Type 4: advising on securities
29 Aug 2006 - 31 Aug 2006
No
AC8434
BANK OF NEW YORK (THE)
Type 1: dealing in securities
12 Jul 2006 - 14 Jul 2006
No
AC8434
BANK OF NEW YORK (THE)
Type 4: advising on securities
12 Jul 2006 - 14 Jul 2006
No
AC8434
BANK OF NEW YORK (THE)
Type 1: dealing in securities
26 May 2006
No
AC8434
BANK OF NEW YORK (THE)
Type 4: advising on securities
26 May 2006
No
AC8434
BANK OF NEW YORK (THE)
Type 4: advising on securities
10 Feb 2006 - 20 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.