Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, KWOK WAI ALAN
Chinese Name of Relevant Individual
周國威
HKMA Registration Number
AC8464
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 26 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2013 - 26 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2012 - 17 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2012 - 17 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2007 - 23 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2007 - 23 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2006 - 31 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2006 - 31 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
14 Feb 2006 - 31 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, KWOK WAI ALAN
:
Chinese Name of Relevant Individual
周國威
:
HKMA Registration Number
AC8464
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8464
EFG BANK AG
Type 4: advising on securities
19 Aug 2017 - 26 Jun 2020
No
AC8464
EFG BANK AG
Type 1: dealing in securities
28 Sep 2013 - 26 Jun 2020
No
AC8464
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
24 Jul 2012 - 17 Sep 2013
No
AC8464
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
24 Jul 2012 - 17 Sep 2013
No
AC8464
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
03 Aug 2007 - 23 Nov 2011
No
AC8464
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
03 Aug 2007 - 23 Nov 2011
No
AC8464
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
14 Feb 2006 - 31 Jul 2007
No
AC8464
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
14 Feb 2006 - 31 Jul 2007
No
AC8464
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
14 Feb 2006 - 31 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.