Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, HIN WAI
Chinese Name of Relevant Individual
廖顯威
HKMA Registration Number
AC8466
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
TELESERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
TELESERVICES MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2018 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2018 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2018 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2018 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2006 - 13 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2006 - 13 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2008 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2008 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2008 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2008 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, HIN WAI
:
Chinese Name of Relevant Individual
廖顯威
:
HKMA Registration Number
AC8466
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jul 2018
No
TELESERVICES MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Jul 2018
No
TELESERVICES MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8466
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 05 Jul 2018
No
AC8466
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 05 Jul 2018
No
AC8466
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
06 Jul 2018 - 05 May 2025
No
AC8466
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
06 Jul 2018 - 05 May 2025
No
AC8466
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 Jul 2018 - 20 Sep 2024
No
AC8466
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 Jul 2018 - 20 Sep 2024
No
AC8466
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Feb 2006 - 13 Jul 2014
No
AC8466
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Feb 2006 - 13 Jul 2014
No
AC8466
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
16 Feb 2008 - 11 Jul 2014
No
AC8466
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
16 Feb 2008 - 11 Jul 2014
No
AC8466
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
16 Feb 2008 - 11 Jul 2014
No
AC8466
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
16 Feb 2008 - 11 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.