Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, DAVID
Chinese Name of Relevant Individual
陳玉鳞
HKMA Registration Number
AC8468
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2021 - 13 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2021 - 13 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2021 - 13 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2021 - 13 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2015 - 07 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2015 - 07 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jan 2015 - 07 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2006 - 03 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2006 - 03 Jul 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, DAVID
:
Chinese Name of Relevant Individual
陳玉鳞
:
HKMA Registration Number
AC8468
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8468
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jul 2021 - 13 Nov 2023
No
AC8468
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jul 2021 - 13 Nov 2023
No
AC8468
DBS BANK LTD.
Type 1: dealing in securities
06 Jul 2021 - 13 Nov 2023
No
AC8468
DBS BANK LTD.
Type 4: advising on securities
06 Jul 2021 - 13 Nov 2023
No
AC8468
DBS BANK LTD.
Type 1: dealing in securities
24 Jan 2015 - 07 Mar 2018
No
AC8468
DBS BANK LTD.
Type 4: advising on securities
24 Jan 2015 - 07 Mar 2018
No
AC8468
DBS BANK LTD.
Type 6: advising on corporate finance
24 Jan 2015 - 07 Mar 2018
No
AC8468
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Feb 2006 - 03 Jul 2008
No
AC8468
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Feb 2006 - 03 Jul 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.