Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JOHNSON, RICHARD JAMES SPENCER
Chinese Name of Relevant Individual
HKMA Registration Number
AC8469
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2009 - 26 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2008 - 04 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2008 - 30 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2007 - 18 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2006 - 04 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2006 - 17 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JOHNSON, RICHARD JAMES SPENCER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8469
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8469
ABN AMRO BANK N.V.
Type 4: advising on securities
25 Nov 2009 - 26 Nov 2009
No
AC8469
ABN AMRO BANK N.V.
Type 4: advising on securities
03 Dec 2008 - 04 Dec 2008
No
AC8469
ABN AMRO BANK N.V.
Type 4: advising on securities
26 Mar 2008 - 30 Mar 2008
No
AC8469
ABN AMRO BANK N.V.
Type 4: advising on securities
16 Jul 2007 - 18 Jul 2007
No
AC8469
ABN AMRO BANK N.V.
Type 4: advising on securities
02 Nov 2006 - 04 Nov 2006
No
AC8469
ABN AMRO BANK N.V.
Type 4: advising on securities
14 Feb 2006 - 17 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.