Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YING, WING SHUI WINNIE
Chinese Name of Relevant Individual
應詠絮
HKMA Registration Number
AC8536
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2010 - 22 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2010 - 22 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2006 - 22 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2006 - 22 Apr 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YING, WING SHUI WINNIE
:
Chinese Name of Relevant Individual
應詠絮
:
HKMA Registration Number
AC8536
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8536
BANK SARASIN & CIE AG
Type 1: dealing in securities
08 Mar 2010 - 22 Oct 2010
No
AC8536
BANK SARASIN & CIE AG
Type 4: advising on securities
08 Mar 2010 - 22 Oct 2010
No
AC8536
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
24 Feb 2006 - 22 Apr 2007
No
AC8536
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
24 Feb 2006 - 22 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.