Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIE, WAI
Chinese Name of Relevant Individual
李偉
HKMA Registration Number
AC8549
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2012 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2012 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2010 - 16 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2010 - 16 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2008 - 29 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2006 - 29 Jul 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIE, WAI
:
Chinese Name of Relevant Individual
李偉
:
HKMA Registration Number
AC8549
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8549
CHONG HING BANK LIMITED
Type 1: dealing in securities
22 Dec 2012 - 31 Aug 2017
No
AC8549
CHONG HING BANK LIMITED
Type 4: advising on securities
22 Dec 2012 - 31 Aug 2017
No
AC8549
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
23 Mar 2010 - 16 Sep 2011
No
AC8549
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
23 Mar 2010 - 16 Sep 2011
No
AC8549
WING LUNG BANK LIMITED
Type 4: advising on securities
26 Feb 2008 - 29 Jul 2008
No
AC8549
WING LUNG BANK LIMITED
Type 1: dealing in securities
25 Feb 2006 - 29 Jul 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.