Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, WING CHI
Chinese Name of Relevant Individual
蕭詠芝
HKMA Registration Number
AC8550
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2019 - 21 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2019 - 21 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2008 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2008 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2006 - 07 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2006 - 07 Oct 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, WING CHI
:
Chinese Name of Relevant Individual
蕭詠芝
:
HKMA Registration Number
AC8550
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8550
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
01 Aug 2019 - 21 Aug 2019
No
AC8550
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
01 Aug 2019 - 21 Aug 2019
No
AC8550
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
19 Jun 2008 - 13 Sep 2017
No
AC8550
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
19 Jun 2008 - 13 Sep 2017
No
AC8550
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
25 Feb 2006 - 07 Oct 2007
No
AC8550
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
25 Feb 2006 - 07 Oct 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.