Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, KAR LAI
Chinese Name of Relevant Individual
嚴嘉麗
HKMA Registration Number
AC8555
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2008 - 31 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2008 - 31 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2006 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2006 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, KAR LAI
:
Chinese Name of Relevant Individual
嚴嘉麗
:
HKMA Registration Number
AC8555
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8555
FORTIS BANK
Type 1: dealing in securities
02 Jun 2008 - 31 Oct 2010
No
AC8555
FORTIS BANK
Type 4: advising on securities
02 Jun 2008 - 31 Oct 2010
No
AC8555
FORTIS BANK
Type 1: dealing in securities
25 Feb 2006 - 18 Feb 2008
No
AC8555
FORTIS BANK
Type 4: advising on securities
25 Feb 2006 - 18 Feb 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.