Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, TAI FUN
Chinese Name of Relevant Individual
高泰芬
HKMA Registration Number
AC8570
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2010 - 02 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2010 - 02 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2008 - 11 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2008 - 11 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2006 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2006 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, TAI FUN
:
Chinese Name of Relevant Individual
高泰芬
:
HKMA Registration Number
AC8570
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8570
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
12 Jun 2010 - 02 Mar 2012
No
AC8570
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
12 Jun 2010 - 02 Mar 2012
No
AC8570
FORTIS BANK
Type 1: dealing in securities
02 Jun 2008 - 11 Jun 2010
No
AC8570
FORTIS BANK
Type 4: advising on securities
02 Jun 2008 - 11 Jun 2010
No
AC8570
FORTIS BANK
Type 1: dealing in securities
25 Feb 2006 - 18 Feb 2008
No
AC8570
FORTIS BANK
Type 4: advising on securities
25 Feb 2006 - 18 Feb 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.