Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, SHUK MAN GALE
Chinese Name of Relevant Individual
何淑文
HKMA Registration Number
AC8573
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2018 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Mar 2018 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2018 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
21 Sep 2011 - 13 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2010 - 13 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2010 - 13 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2008 - 12 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2006 - 12 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2006 - 14 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2006 - 14 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, SHUK MAN GALE
:
Chinese Name of Relevant Individual
何淑文
:
HKMA Registration Number
AC8573
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8573
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Mar 2018 - 15 Jun 2018
No
AC8573
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
30 Mar 2018 - 15 Jun 2018
No
AC8573
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
30 Mar 2018 - 15 Jun 2018
No
AC8573
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
21 Sep 2011 - 13 Mar 2016
No
AC8573
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Sep 2010 - 13 Mar 2016
No
AC8573
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
30 Sep 2010 - 13 Mar 2016
No
AC8573
RBS COUTTS BANK AG
Type 4: advising on securities
01 Sep 2008 - 12 Sep 2010
No
AC8573
RBS COUTTS BANK AG
Type 1: dealing in securities
01 Nov 2006 - 12 Sep 2010
No
AC8573
FORTIS BANK
Type 1: dealing in securities
25 Feb 2006 - 14 Oct 2006
No
AC8573
FORTIS BANK
Type 4: advising on securities
25 Feb 2006 - 14 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.