Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, CHIEH KUO
Chinese Name of Relevant Individual
陳介國
HKMA Registration Number
AC8578
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2021 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2021 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2008 - 05 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2008 - 05 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2006 - 15 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2006 - 15 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, CHIEH KUO
:
Chinese Name of Relevant Individual
陳介國
:
HKMA Registration Number
AC8578
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8578
ROYAL BANK OF CANADA
Type 1: dealing in securities
28 Jun 2021 - 29 Oct 2021
No
AC8578
ROYAL BANK OF CANADA
Type 4: advising on securities
28 Jun 2021 - 29 Oct 2021
No
AC8578
FORTIS BANK
Type 1: dealing in securities
02 Jun 2008 - 05 Mar 2009
No
AC8578
FORTIS BANK
Type 4: advising on securities
02 Jun 2008 - 05 Mar 2009
No
AC8578
FORTIS BANK
Type 1: dealing in securities
25 Feb 2006 - 15 Jun 2006
No
AC8578
FORTIS BANK
Type 4: advising on securities
25 Feb 2006 - 15 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.