Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, HOI CHAU
Chinese Name of Relevant Individual
吳海洲
HKMA Registration Number
AC8589
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2017 - 23 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2017 - 23 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Nov 2017 - 23 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2006 - 30 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Feb 2006 - 30 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, HOI CHAU
:
Chinese Name of Relevant Individual
吳海洲
:
HKMA Registration Number
AC8589
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8589
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Nov 2017 - 23 Aug 2021
No
AC8589
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Nov 2017 - 23 Aug 2021
No
AC8589
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Nov 2017 - 23 Aug 2021
No
AC8589
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Feb 2006 - 30 Apr 2006
No
AC8589
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Feb 2006 - 30 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.