Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, YEE KWAN
Chinese Name of Relevant Individual
魏懿君
HKMA Registration Number
AC8592
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2007 - 13 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2007 - 13 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2006 - 16 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2006 - 16 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, YEE KWAN
:
Chinese Name of Relevant Individual
魏懿君
:
HKMA Registration Number
AC8592
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8592
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Aug 2007 - 13 Jul 2008
No
AC8592
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Aug 2007 - 13 Jul 2008
No
AC8592
DAH SING BANK, LIMITED
Type 1: dealing in securities
27 Feb 2006 - 16 Aug 2006
No
AC8592
DAH SING BANK, LIMITED
Type 4: advising on securities
27 Feb 2006 - 16 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.