Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, YAQI
Chinese Name of Relevant Individual
楊亞琦
HKMA Registration Number
AC8606
Other HKMA Registration Number(s)
AC0009, AD3440
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 Jul 2021 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2021 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2012 - 21 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2012 - 21 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Nov 2012 - 03 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2012 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2012 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2010 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2010 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2010 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2010 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2007 - 23 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2007 - 23 Sep 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, YAQI
:
Chinese Name of Relevant Individual
楊亞琦
:
HKMA Registration Number
AC8606
:
Other HKMA Registration Number(s)
AC0009, AD3440
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
14 Oct 2023
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
14 Oct 2023
No
WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8606
BNP PARIBAS
Type 1: dealing in securities
Since 14 Oct 2023
No
AC8606
BNP PARIBAS
Type 4: advising on securities
Since 14 Oct 2023
No
AC8606
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
28 Jul 2021 - 23 May 2023
No
AC8606
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
24 Jul 2021 - 23 May 2023
No
AC8606
BNP PARIBAS
Type 1: dealing in securities
27 Jul 2012 - 21 Apr 2021
No
AC8606
BNP PARIBAS
Type 4: advising on securities
27 Jul 2012 - 21 Apr 2021
No
AC8606
BNP PARIBAS
Type 6: advising on corporate finance
28 Nov 2012 - 03 May 2020
No
AC8606
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
27 Jul 2012 - 30 Sep 2016
No
AC8606
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
27 Jul 2012 - 30 Sep 2016
No
AC8606
CITIBANK, N.A.
Type 1: dealing in securities
20 Oct 2010 - 30 Nov 2011
No
AC8606
CITIBANK, N.A.
Type 4: advising on securities
20 Oct 2010 - 30 Nov 2011
No
AC8606
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Oct 2010 - 30 Nov 2011
No
AC8606
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
20 Oct 2010 - 30 Nov 2011
No
AD3440
CREDIT SUISSE AG
Type 1: dealing in securities
01 May 2007 - 23 Sep 2010
No
AD3440
CREDIT SUISSE AG
Type 4: advising on securities
01 May 2007 - 23 Sep 2010
No
AC8606
UBS AG
Type 1: dealing in securities
01 Mar 2006 - 07 Apr 2007
No
AC8606
UBS AG
Type 4: advising on securities
01 Mar 2006 - 07 Apr 2007
No
AC8606
UBS AG
Type 9: asset management
01 Mar 2006 - 07 Apr 2007
No
AC0009
UBS AG
Type 4: advising on securities
09 Jun 2003 - 28 Apr 2004
No
AC0009
UBS AG
Type 6: advising on corporate finance
09 Jun 2003 - 28 Apr 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.