Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, TIN YAN
Chinese Name of Relevant Individual
劉天恩
HKMA Registration Number
AC8619
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2006 - 19 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2006 - 19 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2006 - 20 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2006 - 20 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, TIN YAN
:
Chinese Name of Relevant Individual
劉天恩
:
HKMA Registration Number
AC8619
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8619
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
30 Aug 2006 - 19 Oct 2006
No
AC8619
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
30 Aug 2006 - 19 Oct 2006
No
AC8619
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
01 Mar 2006 - 20 Aug 2006
No
AC8619
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
01 Mar 2006 - 20 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.