Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, YUK WAI
Chinese Name of Relevant Individual
林旭偉
HKMA Registration Number
AC8630
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Oct 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH SERVICES, DIRECT CHANNELS
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Oct 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH SERVICES, DIRECT CHANNELS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2006 - 20 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2006 - 20 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2006 - 19 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2006 - 19 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2006 - 19 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2006 - 19 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, YUK WAI
:
Chinese Name of Relevant Individual
林旭偉
:
HKMA Registration Number
AC8630
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 Oct 2014
No
WEALTH SERVICES, DIRECT CHANNELS
DAH SING BANK, LIMITED
Type 4: advising on securities
07 Oct 2014
No
WEALTH SERVICES, DIRECT CHANNELS
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8630
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 07 Oct 2014
No
AC8630
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 07 Oct 2014
No
AC8630
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Mar 2006 - 20 Jun 2013
No
AC8630
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Mar 2006 - 20 Jun 2013
No
AC8630
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Mar 2006 - 19 Jun 2013
No
AC8630
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Mar 2006 - 19 Jun 2013
No
AC8630
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
03 Mar 2006 - 19 Jun 2013
No
AC8630
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
03 Mar 2006 - 19 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.