Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, HOI YAN
Chinese Name of Relevant Individual
梁凱欣
HKMA Registration Number
AC8631
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Jul 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2006 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2006 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Mar 2006 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, HOI YAN
:
Chinese Name of Relevant Individual
梁凱欣
:
HKMA Registration Number
AC8631
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8631
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
25 Jul 2006 - 29 Jun 2008
No
AC8631
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
25 Jul 2006 - 29 Jun 2008
No
AC8631
CHINA MERCHANTS BANK CO., LTD.
Type 6: advising on corporate finance
25 Jul 2006 - 29 Jun 2008
No
AC8631
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
03 Mar 2006 - 04 Jul 2006
No
AC8631
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
03 Mar 2006 - 04 Jul 2006
No
AC8631
CHINA MERCHANTS BANK CO., LTD.
Type 6: advising on corporate finance
03 Mar 2006 - 04 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
