Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, HOI YAN
Chinese Name of Relevant Individual
麥凱欣
HKMA Registration Number
AC8633
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2018 - 22 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2018 - 22 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2014 - 25 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2014 - 25 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2011 - 30 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2011 - 30 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2008 - 21 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2006 - 21 May 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, HOI YAN
:
Chinese Name of Relevant Individual
麥凱欣
:
HKMA Registration Number
AC8633
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8633
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Mar 2018 - 22 Jul 2018
No
AC8633
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Mar 2018 - 22 Jul 2018
No
AC8633
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jun 2014 - 25 Mar 2015
No
AC8633
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jun 2014 - 25 Mar 2015
No
AC8633
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Jun 2011 - 30 Apr 2012
No
AC8633
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Jun 2011 - 30 Apr 2012
No
AC8633
WING LUNG BANK LIMITED
Type 4: advising on securities
18 Mar 2008 - 21 May 2010
No
AC8633
WING LUNG BANK LIMITED
Type 1: dealing in securities
04 Mar 2006 - 21 May 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.