Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, JING
Chinese Name of Relevant Individual
陳靜
HKMA Registration Number
AC8638
Other HKMA Registration Number(s)
AC3102
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
03 May 2021 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 29 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 29 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2012 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2012 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2012 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2012 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2008 - 19 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2008 - 19 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2006 - 30 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2006 - 30 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, JING
:
Chinese Name of Relevant Individual
陳靜
:
HKMA Registration Number
AC8638
:
Other HKMA Registration Number(s)
AC3102
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
01 Sep 2025
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
01 Sep 2025
No
WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8638
BNP PARIBAS
Type 1: dealing in securities
Since 01 Sep 2025
No
AC8638
BNP PARIBAS
Type 4: advising on securities
Since 01 Sep 2025
No
AC8638
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 May 2021 - 31 May 2025
No
AC8638
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
03 May 2021 - 31 May 2025
No
AC8638
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
03 May 2021 - 31 May 2025
No
AC8638
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 29 Jul 2019
No
AC8638
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 29 Jul 2019
No
AC8638
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
27 Mar 2012 - 30 Sep 2016
No
AC8638
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
27 Mar 2012 - 30 Sep 2016
No
AC8638
BNP PARIBAS
Type 1: dealing in securities
27 Mar 2012 - 06 May 2012
No
AC8638
BNP PARIBAS
Type 4: advising on securities
27 Mar 2012 - 06 May 2012
No
AC8638
CREDIT SUISSE AG
Type 1: dealing in securities
29 Jul 2008 - 19 Dec 2011
No
AC8638
CREDIT SUISSE AG
Type 4: advising on securities
29 Jul 2008 - 19 Dec 2011
No
AC8638
UBS AG
Type 1: dealing in securities
04 Mar 2006 - 30 Jun 2008
No
AC8638
UBS AG
Type 4: advising on securities
04 Mar 2006 - 30 Jun 2008
No
AC3102
UBS AG
Type 4: advising on securities
15 Sep 2004 - 20 Feb 2006
No
AC3102
UBS AG
Type 6: advising on corporate finance
15 Sep 2004 - 20 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.