Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, I CHUN HEIDI
Chinese Name of Relevant Individual
陳宜君
HKMA Registration Number
AC8643
Other HKMA Registration Number(s)
AB7364
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2014 - 29 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2011 - 29 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2006 - 16 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2006 - 16 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 29 Mar 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, I CHUN HEIDI
:
Chinese Name of Relevant Individual
陳宜君
:
HKMA Registration Number
AC8643
:
Other HKMA Registration Number(s)
AB7364
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8643
UBS AG
Type 4: advising on securities
13 Feb 2014 - 29 Sep 2025
No
AC8643
UBS AG
Type 1: dealing in securities
10 Jun 2011 - 29 Sep 2025
No
AC8643
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
06 Mar 2006 - 16 May 2011
No
AC8643
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
06 Mar 2006 - 16 May 2011
No
AB7364
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Apr 2003 - 29 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.