Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIM, TSIN CHUNG LORETTA
Chinese Name of Relevant Individual
詹前頌
HKMA Registration Number
AC8653
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT RELATIONSHIP OFFICER
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT RELATIONSHIP OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
EFG BANK AG
SFC CE number
AFV863
Business Address
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2014 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2014 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2006 - 10 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2006 - 10 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2006 - 12 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2006 - 12 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIM, TSIN CHUNG LORETTA
:
Chinese Name of Relevant Individual
詹前頌
:
HKMA Registration Number
AC8653
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EFG BANK AG
Type 1: dealing in securities
08 Nov 2023
No
CLIENT RELATIONSHIP OFFICER
EFG BANK AG
Type 4: advising on securities
08 Nov 2023
No
CLIENT RELATIONSHIP OFFICER
Name of Registered Institution
SFC CE number
Business Address
EFG BANK AG
AFV863
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8653
EFG BANK AG
Type 1: dealing in securities
Since 08 Nov 2023
No
AC8653
EFG BANK AG
Type 4: advising on securities
Since 08 Nov 2023
No
AC8653
CREDIT SUISSE AG
Type 1: dealing in securities
26 Mar 2014 - 29 Sep 2023
No
AC8653
CREDIT SUISSE AG
Type 4: advising on securities
26 Mar 2014 - 29 Sep 2023
No
AC8653
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Apr 2006 - 10 Mar 2014
No
AC8653
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Apr 2006 - 10 Mar 2014
No
AC8653
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2006 - 12 Apr 2006
No
AC8653
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Mar 2006 - 12 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.