Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, PO WAN
Chinese Name of Relevant Individual
于寶芸
HKMA Registration Number
AC8656
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2006 - 22 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2006 - 22 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, PO WAN
:
Chinese Name of Relevant Individual
于寶芸
:
HKMA Registration Number
AC8656
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8656
CHINA CONSTRUCTION BANK CORPORATION
Type 1: dealing in securities
08 Aug 2007
No
AC8656
CHINA CONSTRUCTION BANK CORPORATION
Type 4: advising on securities
08 Aug 2007
No
AC8656
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2006 - 22 Mar 2007
No
AC8656
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Mar 2006 - 22 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.