Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LYNN, SHAUN ROBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AC8659
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2016 - 08 Mar 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2012 - 25 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2008 - 28 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTLB AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2006 - 12 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LYNN, SHAUN ROBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8659
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8659
ROYAL BANK OF CANADA
Type 1: dealing in securities
26 Feb 2016 - 08 Mar 2016
Yes
AC8659
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Sep 2012 - 25 Feb 2016
No
AC8659
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
09 Apr 2008 - 28 Feb 2012
No
AC8659
WESTLB AG
Type 1: dealing in securities
09 Mar 2006 - 12 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.