Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DIETHELM, PATRICK EUGENE
Chinese Name of Relevant Individual
HKMA Registration Number
AC8661
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2009 - 15 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2009 - 15 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2007 - 09 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 9: asset management
Effective Period
16 Aug 2007 - 09 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2007 - 09 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2007 - 20 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2007 - 15 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2006 - 06 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DIETHELM, PATRICK EUGENE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8661
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8661
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
08 Sep 2009 - 15 Apr 2013
No
AC8661
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
08 Sep 2009 - 15 Apr 2013
No
AC8661
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
16 Aug 2007 - 09 Jul 2009
No
AC8661
SOCIETE GENERALE BANK & TRUST
Type 9: asset management
16 Aug 2007 - 09 Jul 2009
No
AC8661
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
22 May 2007 - 09 Jul 2009
No
AC8661
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
19 May 2007 - 20 May 2007
No
AC8661
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
21 Feb 2007 - 15 May 2007
No
AC8661
SOCIETE GENERALE
Type 4: advising on securities
09 Mar 2006 - 06 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.