Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, YOK TAK AMY
Chinese Name of Relevant Individual
葉約德
HKMA Registration Number
AC8670
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2007 - 19 Oct 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2007 - 19 Oct 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
15 May 2007 - 19 Oct 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2006 - 14 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2006 - 14 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
09 Mar 2006 - 14 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, YOK TAK AMY
:
Chinese Name of Relevant Individual
葉約德
:
HKMA Registration Number
AC8670
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8670
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2007 - 19 Oct 2010
Yes
AC8670
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2007 - 19 Oct 2010
Yes
AC8670
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
15 May 2007 - 19 Oct 2010
Yes
AC8670
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Mar 2006 - 14 May 2007
No
AC8670
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Mar 2006 - 14 May 2007
No
AC8670
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
09 Mar 2006 - 14 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.