Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, WAN YIN
Chinese Name of Relevant Individual
馮藴姸
HKMA Registration Number
AC8694
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2018 - 01 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2018 - 01 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2016 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2012 - 11 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2012 - 11 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2012 - 12 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2012 - 12 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 03 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Jan 2012 - 03 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2008 - 30 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2008 - 30 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2006 - 03 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2006 - 21 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, WAN YIN
:
Chinese Name of Relevant Individual
馮藴姸
:
HKMA Registration Number
AC8694
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8694
BNP PARIBAS
Type 1: dealing in securities
27 Jun 2018 - 01 Feb 2019
No
AC8694
BNP PARIBAS
Type 4: advising on securities
27 Jun 2018 - 01 Feb 2019
No
AC8694
EFG BANK AG
Type 1: dealing in securities
30 Jun 2016 - 17 May 2017
No
AC8694
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
01 Aug 2012 - 11 May 2016
No
AC8694
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
01 Aug 2012 - 11 May 2016
No
AC8694
BSI LTD
Type 1: dealing in securities
13 Apr 2012 - 12 Jul 2012
No
AC8694
BSI LTD
Type 4: advising on securities
13 Apr 2012 - 12 Jul 2012
No
AC8694
BANK MORGAN STANLEY AG
Type 1: dealing in securities
30 Jan 2012 - 03 Apr 2012
No
AC8694
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
30 Jan 2012 - 03 Apr 2012
No
AC8694
CREDIT SUISSE AG
Type 1: dealing in securities
15 Jan 2008 - 30 Mar 2011
No
AC8694
CREDIT SUISSE AG
Type 4: advising on securities
15 Jan 2008 - 30 Mar 2011
No
AC8694
UBS AG
Type 1: dealing in securities
10 Oct 2006 - 03 Jan 2008
No
AC8694
CITIBANK, N.A.
Type 1: dealing in securities
11 Mar 2006 - 21 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.