Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, WAI CHING
Chinese Name of Relevant Individual
謝慧晶
HKMA Registration Number
AC8695
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2007 - 26 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2007 - 26 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2007 - 11 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Feb 2007 - 11 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2006 - 20 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2006 - 20 Dec 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, WAI CHING
:
Chinese Name of Relevant Individual
謝慧晶
:
HKMA Registration Number
AC8695
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8695
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Sep 2007 - 26 Jun 2008
No
AC8695
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Sep 2007 - 26 Jun 2008
No
AC8695
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Feb 2007 - 11 Jul 2007
No
AC8695
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Feb 2007 - 11 Jul 2007
No
AC8695
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2006 - 20 Dec 2006
No
AC8695
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Mar 2006 - 20 Dec 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.