Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KOON KIT MATTHEW
Chinese Name of Relevant Individual
陳冠傑
HKMA Registration Number
AC8700
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2025 - 08 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2025 - 08 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2019 - 15 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
11 Apr 2019 - 15 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2014 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2006 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2006 - 19 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2006 - 19 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KOON KIT MATTHEW
:
Chinese Name of Relevant Individual
陳冠傑
:
HKMA Registration Number
AC8700
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8700
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
17 Jun 2025 - 08 May 2026
No
AC8700
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
17 Jun 2025 - 08 May 2026
No
AC8700
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
11 Apr 2019 - 15 Dec 2023
No
AC8700
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
11 Apr 2019 - 15 Dec 2023
No
AC8700
UBS AG
Type 4: advising on securities
07 Jan 2014 - 31 Jan 2019
No
AC8700
UBS AG
Type 1: dealing in securities
19 Apr 2006 - 31 Jan 2019
No
AC8700
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2006 - 19 Apr 2006
No
AC8700
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Mar 2006 - 19 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.