Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, KOK LEUNG
Chinese Name of Relevant Individual
余國良
HKMA Registration Number
AC8704
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2017 - 27 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2017 - 27 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2010 - 06 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2010 - 06 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
27 Nov 2015 - 07 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
03 Nov 2010 - 02 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2006 - 27 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2006 - 27 May 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, KOK LEUNG
:
Chinese Name of Relevant Individual
余國良
:
HKMA Registration Number
AC8704
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8704
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
09 Feb 2017 - 27 Feb 2023
No
AC8704
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
09 Feb 2017 - 27 Feb 2023
No
AC8704
UBS AG
Type 1: dealing in securities
03 Nov 2010 - 06 Jan 2017
No
AC8704
UBS AG
Type 4: advising on securities
03 Nov 2010 - 06 Jan 2017
No
AC8704
UBS AG
Type 9: asset management
27 Nov 2015 - 07 Dec 2016
No
AC8704
UBS AG
Type 9: asset management
03 Nov 2010 - 02 Oct 2013
No
AC8704
UBS AG
Type 1: dealing in securities
13 Mar 2006 - 27 May 2009
No
AC8704
UBS AG
Type 4: advising on securities
13 Mar 2006 - 27 May 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.