Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, SHU FUN ERIC
Chinese Name of Relevant Individual
鄧樹勳
HKMA Registration Number
AC8705
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2006 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2006 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
18 Apr 2006 - 07 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
13 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, SHU FUN ERIC
:
Chinese Name of Relevant Individual
鄧樹勳
:
HKMA Registration Number
AC8705
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8705
UBS AG
Type 1: dealing in securities
18 Apr 2006 - 31 Oct 2018
No
AC8705
UBS AG
Type 4: advising on securities
18 Apr 2006 - 31 Oct 2018
No
AC8705
UBS AG
Type 9: asset management
18 Apr 2006 - 07 Dec 2016
No
AC8705
UBS AG
Type 1: dealing in securities
13 Mar 2006
No
AC8705
UBS AG
Type 4: advising on securities
13 Mar 2006
No
AC8705
UBS AG
Type 9: asset management
13 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.