Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, LI KWAN LORETTA
Chinese Name of Relevant Individual
楊莉筠
HKMA Registration Number
AC8706
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
First date of engagement
01 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANQUE PICTET & CIE SA
SFC CE number
BMG891
Business Address
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
Since 01 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2021 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2021 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 14 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 14 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 21 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Jan 2012 - 21 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2007 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2007 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2006 - 14 Oct 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, LI KWAN LORETTA
:
Chinese Name of Relevant Individual
楊莉筠
:
HKMA Registration Number
AC8706
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021
No
RELATIONSHIP MANAGEMENT
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021
No
RELATIONSHIP MANAGEMENT
BANQUE PICTET & CIE SA
Type 9: asset management
01 Jul 2025
No
RELATIONSHIP MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANQUE PICTET & CIE SA
BMG891
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8706
BANQUE PICTET & CIE SA
Type 9: asset management
Since 01 Jul 2025
No
AC8706
BANQUE PICTET & CIE SA
Type 1: dealing in securities
Since 01 Aug 2021
No
AC8706
BANQUE PICTET & CIE SA
Type 4: advising on securities
Since 01 Aug 2021
No
AC8706
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
25 May 2021 - 30 Jul 2021
No
AC8706
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
25 May 2021 - 30 Jul 2021
No
AC8706
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 14 May 2021
No
AC8706
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 14 May 2021
No
AC8706
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
06 Mar 2014 - 30 Sep 2016
No
AC8706
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
06 Mar 2014 - 30 Sep 2016
No
AC8706
BANK MORGAN STANLEY AG
Type 1: dealing in securities
30 Jan 2012 - 21 Feb 2014
No
AC8706
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
30 Jan 2012 - 21 Feb 2014
No
AC8706
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
22 Oct 2007 - 23 Apr 2009
No
AC8706
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
22 Oct 2007 - 23 Apr 2009
No
AC8706
ING BANK N.V.
Type 1: dealing in securities
13 Mar 2006 - 14 Oct 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.