Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, HAU YI
Chinese Name of Relevant Individual
馮巧宜
HKMA Registration Number
AC8708
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2006 - 31 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2006 - 31 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Mar 2006 - 31 Jul 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, HAU YI
:
Chinese Name of Relevant Individual
馮巧宜
:
HKMA Registration Number
AC8708
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8708
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Mar 2006 - 31 Jul 2008
No
AC8708
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Mar 2006 - 31 Jul 2008
No
AC8708
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Mar 2006 - 31 Jul 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.