Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, TZE HONG
Chinese Name of Relevant Individual
潘子康
HKMA Registration Number
AC8717
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jun 2012
Is an Executive Officer? (Yes / No)
No
Capacity
CENTRE MANAGER, TREASURES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Jun 2012
Is an Executive Officer? (Yes / No)
No
Capacity
CENTRE MANAGER, TREASURES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2012 - 06 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2012 - 06 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2012 - 10 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2012 - 10 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2006 - 14 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2006 - 14 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Mar 2006 - 14 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, TZE HONG
:
Chinese Name of Relevant Individual
潘子康
:
HKMA Registration Number
AC8717
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jun 2012
No
CENTRE MANAGER, TREASURES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jun 2012
No
CENTRE MANAGER, TREASURES
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8717
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 09 Jun 2012
No
AC8717
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 09 Jun 2012
No
AC8717
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Feb 2012 - 06 Apr 2012
No
AC8717
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Feb 2012 - 06 Apr 2012
No
AC8717
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jan 2012 - 10 Feb 2012
No
AC8717
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jan 2012 - 10 Feb 2012
No
AC8717
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Mar 2006 - 14 Dec 2011
No
AC8717
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Mar 2006 - 14 Dec 2011
No
AC8717
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Mar 2006 - 14 Dec 2011
No
AC8717
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Mar 2006
No
AC8717
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Mar 2006
No
AC8717
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.