Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
AU, WING YAN
Chinese Name of Relevant Individual

區穎欣
HKMA Registration Number
AC8724
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Dec 2017
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Dec 2017
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, WING YAN
:
Chinese Name of Relevant Individual
區穎欣
:
HKMA Registration Number
AC8724
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Dec 2017
No
BRANCH MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Dec 2017
No
BRANCH MANAGER