Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, PAK YAN
Chinese Name of Relevant Individual
袁柏恩
HKMA Registration Number
AC8739
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
13 Oct 2016 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
13 Oct 2016 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2016 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2016 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2015 - 25 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2015 - 25 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2008 - 25 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2008 - 29 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2008 - 01 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2006 - 30 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2006 - 30 Mar 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, PAK YAN
:
Chinese Name of Relevant Individual
袁柏恩
:
HKMA Registration Number
AC8739
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8739
LGT BANK AG
Type 2: dealing in futures contracts
13 Oct 2016 - 30 Sep 2021
No
AC8739
LGT BANK AG
Type 5: advising on futures contracts
13 Oct 2016 - 30 Sep 2021
No
AC8739
LGT BANK AG
Type 1: dealing in securities
02 Sep 2016 - 30 Sep 2021
No
AC8739
LGT BANK AG
Type 4: advising on securities
02 Sep 2016 - 30 Sep 2021
No
AC8739
WING LUNG BANK LIMITED
Type 1: dealing in securities
19 Nov 2015 - 25 Aug 2016
No
AC8739
WING LUNG BANK LIMITED
Type 4: advising on securities
19 Nov 2015 - 25 Aug 2016
No
AC8739
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
21 Aug 2008 - 25 Sep 2015
No
AC8739
ING BANK N.V.
Type 1: dealing in securities
05 Jul 2008 - 29 Jan 2010
No
AC8739
ING BANK N.V.
Type 1: dealing in securities
02 Apr 2008 - 01 Jul 2008
No
AC8739
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Mar 2006 - 30 Mar 2008
No
AC8739
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Mar 2006 - 30 Mar 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.