Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KAM LEUNG
Chinese Name of Relevant Individual
陳錦樑
HKMA Registration Number
AC8750
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF BRANCH
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF BRANCH
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2014 - 24 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2014 - 24 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2009 - 29 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2009 - 29 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2007 - 25 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2007 - 25 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2006 - 26 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2006 - 26 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Jul 2006 - 26 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2006 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Mar 2006 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KAM LEUNG
:
Chinese Name of Relevant Individual
陳錦樑
:
HKMA Registration Number
AC8750
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
27 Jan 2022
No
HEAD OF BRANCH
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
27 Jan 2022
No
HEAD OF BRANCH
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8750
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 27 Jan 2022
No
AC8750
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 27 Jan 2022
No
AC8750
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Jul 2014 - 24 Dec 2021
No
AC8750
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Jul 2014 - 24 Dec 2021
No
AC8750
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2009 - 29 Sep 2011
No
AC8750
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Jul 2009 - 29 Sep 2011
No
AC8750
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Aug 2007 - 25 Sep 2008
No
AC8750
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Aug 2007 - 25 Sep 2008
No
AC8750
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Sep 2006 - 26 Dec 2006
No
AC8750
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Jul 2006 - 26 Dec 2006
No
AC8750
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Jul 2006 - 26 Dec 2006
No
AC8750
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Mar 2006 - 04 Jul 2006
No
AC8750
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Mar 2006 - 04 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.