Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, LING CHUNG
Chinese Name of Relevant Individual
陳令聰
HKMA Registration Number
AC8760
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2021 - 31 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2021 - 31 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2017 - 18 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2017 - 18 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2015 - 21 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2011 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2011 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2011 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2011 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2007 - 14 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2007 - 14 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jun 2007 - 14 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2006 - 06 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2006 - 06 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, LING CHUNG
:
Chinese Name of Relevant Individual
陳令聰
:
HKMA Registration Number
AC8760
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8760
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
17 Jul 2021 - 31 Mar 2026
No
AC8760
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
17 Jul 2021 - 31 Mar 2026
No
AC8760
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
10 Oct 2017 - 18 Aug 2020
No
AC8760
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
10 Oct 2017 - 18 Aug 2020
No
AC8760
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
06 Mar 2015 - 21 Sep 2017
No
AC8760
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
27 Aug 2011 - 13 Feb 2015
No
AC8760
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
27 Aug 2011 - 13 Feb 2015
No
AC8760
BNP PARIBAS
Type 1: dealing in securities
27 Aug 2011 - 06 May 2012
No
AC8760
BNP PARIBAS
Type 4: advising on securities
27 Aug 2011 - 06 May 2012
No
AC8760
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Jun 2007 - 14 Aug 2011
No
AC8760
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Jun 2007 - 14 Aug 2011
No
AC8760
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Jun 2007 - 14 Aug 2011
No
AC8760
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Mar 2006 - 06 Jun 2007
No
AC8760
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Mar 2006 - 06 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.