Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
TANG, SIU CHUEN NICHOLAS
Chinese Name of Relevant Individual

鄧兆銓
HKMA Registration Number
AC8763
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Mar 2006
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Mar 2006
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
18 Mar 2006
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TANG, SIU CHUEN NICHOLAS
:
Chinese Name of Relevant Individual
鄧兆銓
:
HKMA Registration Number
AC8763
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
10 Apr 2026
No
DEALER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
10 Apr 2026
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
18 Mar 2006
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
18 Mar 2006
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
18 Mar 2006
No
DEALER