Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA SHING
Chinese Name of Relevant Individual
黃嘉誠
HKMA Registration Number
AC8767
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Mar 2006
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF CORPORATE BANKING CLIENT COVERAGE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR, HEAD OF CORPORATE BANKING CLIENT COVERAGE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
20 Mar 2006
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF CORPORATE BANKING CLIENT COVERAGE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Apr 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 04 Apr 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2006 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Aug 2006 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2007 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2006 - 16 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Mar 2006 - 16 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA SHING
:
Chinese Name of Relevant Individual
黃嘉誠
:
HKMA Registration Number
AC8767
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Mar 2006
Yes
MANAGING DIRECTOR, HEAD OF CORPORATE BANKING CLIENT COVERAGE
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Jul 2021
No
MANAGING DIRECTOR, HEAD OF CORPORATE BANKING CLIENT COVERAGE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Mar 2006
Yes
MANAGING DIRECTOR, HEAD OF CORPORATE BANKING CLIENT COVERAGE
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8767
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 04 Apr 2022
Yes
AC8767
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 04 Apr 2022
Yes
AC8767
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 15 Jul 2021
No
AC8767
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Aug 2006 - 03 Apr 2022
No
AC8767
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Aug 2006 - 03 Apr 2022
No
AC8767
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Jun 2007 - 27 Dec 2009
No
AC8767
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Mar 2006 - 16 Aug 2006
No
AC8767
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Mar 2006 - 16 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
