Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, KA HO
Chinese Name of Relevant Individual
廖嘉浩
HKMA Registration Number
AC8768
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2010 - 03 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2010 - 03 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2006 - 30 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2006 - 30 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2006 - 07 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2006 - 07 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Mar 2006 - 07 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, KA HO
:
Chinese Name of Relevant Individual
廖嘉浩
:
HKMA Registration Number
AC8768
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8768
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
11 Feb 2010 - 03 Mar 2012
No
AC8768
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
11 Feb 2010 - 03 Mar 2012
No
AC8768
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Nov 2006 - 30 Jan 2010
No
AC8768
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Nov 2006 - 30 Jan 2010
No
AC8768
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Mar 2006 - 07 Jun 2006
No
AC8768
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Mar 2006 - 07 Jun 2006
No
AC8768
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Mar 2006 - 07 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.