Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, WAI TONG
Chinese Name of Relevant Individual
蘇煒棠
HKMA Registration Number
AC8774
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2006 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2006 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LIU CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2006 - 26 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LIU CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2006 - 26 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, WAI TONG
:
Chinese Name of Relevant Individual
蘇煒棠
:
HKMA Registration Number
AC8774
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8774
CHONG HING BANK LIMITED
Type 1: dealing in securities
30 Mar 2006 - 07 Sep 2025
No
AC8774
CHONG HING BANK LIMITED
Type 4: advising on securities
30 Mar 2006 - 07 Sep 2025
No
AC8774
LIU CHONG HING BANK LIMITED
Type 1: dealing in securities
21 Mar 2006 - 26 Mar 2006
No
AC8774
LIU CHONG HING BANK LIMITED
Type 4: advising on securities
21 Mar 2006 - 26 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.