Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHING, TAK YAN
Chinese Name of Relevant Individual
成德仁
HKMA Registration Number
AC8782
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2016 - 18 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2016 - 18 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2013 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2013 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Jan 2013 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2011 - 25 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2011 - 25 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2006 - 25 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2006 - 25 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Mar 2006 - 25 Dec 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHING, TAK YAN
:
Chinese Name of Relevant Individual
成德仁
:
HKMA Registration Number
AC8782
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8782
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 May 2016 - 18 Jul 2022
No
AC8782
DAH SING BANK, LIMITED
Type 4: advising on securities
21 May 2016 - 18 Jul 2022
No
AC8782
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Feb 2013 - 15 May 2016
No
AC8782
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Jan 2013 - 15 May 2016
No
AC8782
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Jan 2013 - 15 May 2016
No
AC8782
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Feb 2011 - 25 Nov 2012
No
AC8782
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Feb 2011 - 25 Nov 2012
No
AC8782
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Mar 2006 - 25 Dec 2010
No
AC8782
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Mar 2006 - 25 Dec 2010
No
AC8782
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Mar 2006 - 25 Dec 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.